AI-power financial workflows with compliance at the core - without recordings

Zocks automates client servicing workflows while improving compliance with 100% recording-free meeting notes and complete documentation.

Consent status table showing three contacts with different consent levelsNote-taking interface with personal information and record iconPurple sound wave graph for live meeting analysis

The AI Client Intelligence Platform trusted by thousands of financial

advisors and leading broker-dealers

Improve efficiency, improve compliance

Zocks improves compliance while boosting productivity, guaranteeing accurate, actionable data from meetings, improved documentation, and deeper client insights—all without recordings, keeping you in full control.
Confidential client conversations without recordings
Zocks is the only completely no-recording AI note-taker for financial advisors, capturing all details from in-person, virtual and phone meetings securely and compliantly.
Accurate, auditable documentation
Zocks ensures compliance is maintained with proper and complete documentation by automatically syncing accurate, complete client data across your CRM, meeting notes, emails, and all connected systems.
Highest industry standards for AI controls
Able to capture and report on client consent on the use of AI, Zocks complies with the highest industry standards for AI controls.
Client Consent Notices & Tracking
Zocks supports Audio & Visual Compliance and Consent Notices, and can capture and report on client consent for use of AI for capturing notes from virtual, in-person, and phone conversations.
Personally Identifiable Information (PII)  Redaction
Personally Identifiable Information (PII) includes sensitive details like names, contact info, and financial data.

Zocks allows redaction of PII (Personally Identifiable Information) to automatically remove sensitive details from transcripts, with configurable categories. Redacted data won't be captured in summaries, forms and other places.
Full control over meeting results
With Zocks, meetings results are always under the advisor’s control. All functions require Login and are contained within Zocks’ fully owned platform.
Full control over client communications
Zocks automatically drafts AI-generated emails, but never sends them to clients. Advisors are in full control of client communications, which they initiate and control.
Archiving and supervision of data
Zocks supports archiving and supervision of transcripts and summaries on demand or on a scheduled basis, supporting Smarsh, Global Relay and other integrations.
Structured data for RegBI, DOL, and KYC Reporting
Zocks captures structured data for RegBI, DOL, and KYC Regulations and reporting requirements.

How Zocks makes a difference

“We’re using features like sentiment analysis and speaker distribution to enhance the development of our younger advisors. It’s given us powerful insights into how much time we’re dedicating to listening versus speaking, and whether we’re diving deep into the areas that matter most to our clients. It’s helped us cut through surface-level conversation and create more intentional, impactful client interactions.”

Elizabeth E. Jacques, , MSFP, CFP®, BFA™, CDFA®, ABFP℠
Elizabeth E. Jacques, , MSFP, CFP®, BFA™, CDFA®, ABFP℠
Harvest Wealth Group

Zocks has been one of the best tools that I've come across in almost 30 years in the business, and it has significantly changed the way I have been able to document meetings and keep track of details and take notes. This is an amazing, amazing tool, and I continue to be blown away by how the engine behind it does what it does. It's fascinating to me. and has already done a lot for us in my office.

Neal Watson
Neal Watson
Commonwealth Financial Services

With Zocks, I simply review and edit the generated email and send it off to the client. It is saving me significant time. In addition, meeting notes are easily dropped into our CRM. I have been needing something like this for a very long time!

Jason Odette
Jason Odette
Partner and IAT, Vitalstone Financial

When it comes to ease of use, integration, and ROI, you will NOT find a better piece of tech out there for an advisory practice. The best part is the Zocks team actively seeks feedback and continuously looks to improve the product for the end user.
Out of all the tools in our tech stack, Zocks is the one that I can’t praise enough.

Michael Kelly, CFA, CFP
Michael Kelly, CFA, CFP
Partner & Chief Investment Officer Reach Strategic Wealth

We have drastically cut down on data entry by the advisor. Prior to using Zocks, meeting notes, follow-ups, and recaps would take anywhere from 15-30 minutes. Now, when I leave a meeting, my assistant has everything she needs almost instantaneously. Depending on the number of meetings I have in a given week, I'm at least saving a couple of hours.

Michelle Kuehner
Michelle Kuehner
Personal Money Planning

Adding Zocks to our tech stack has revolutionized our meeting note-taking process, streamlining it to a few effortless steps. By automating the note-taking task, we can now devote our full attention to actively listening to our clients during meetings. This shift allows us to truly engage with our clients, understanding their needs and concerns more deeply.

Trevor Hodges
Trevor Hodges
Sax Wealth Advisors

Zocks has been a huge game-changer for our business. We are now free to really listen during meetings, instead of trying to take detailed notes. And the notes that Zocks prepares are so much better than anything that we created before!

Jennifer Odom
Jennifer Odom
Chastain Wealth Management

Zocks has been a game changer for our business. As a financial advisor, my job is to listen and guide the conversation. I love having Zocks so we can ensure that we never miss anything our clients say. On top of that, I love that we can have custom breakdowns, send automated emails, and that tasks are noted so my ops director can always ensure everything gets done. Implementing Zocks has been huge for my business.

Thomas Kopelman
Thomas Kopelman
AllStreet Wealth

"At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable."

Matt Hall
Matt Hall
Hill Investment Group

We had been looking for a long time for a technology solution that could improve our efficiency and give us more time to focus on our client's needs. With Zocks, we can do both. The technology efficiently captures the content of our meetings and summarizes our conversations automatically.

Frank Napolitano
Frank Napolitano
Sensible Financial

Zocks also integrates with a wider tech stack. It can read custodial data (client holdings and performance), pull from emails, and display sources for every data point. This makes it highly auditable and flexible for firms needing reliable data verification.

Bob Veres
Bob Veres
Bob Veres' Inside Information

We had 400 advisors up and running within about a month. They required almost no training. Zocks is incredibly intuitive. I've been working with integrating systems for 15 years. Zocks has been, by far, the most moldable platform to integrate.

Dani Fava
Dani Fava
Chief Strategy Officer, Carson Group

At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable.

Matt Hall
Matt Hall
Hill Investment Group

Zocks’ accurate transcription and note generation allow us to be more present for our client during meetings. The extensive data capture means we worry less about missing key client information and compliance.

Jay Cranford
Jay Cranford
Buff Your Finances

We invested in Zocks because they are not just an alternative in this space—they are the enterprise-ready leader that financial advisors and firms need. Zocks goes beyond a sleek UX, delivering broader intelligence and workflow automation across both client servicing and financial products. Mark and his team bring the ideal combination of experience and vision to transform wealth management with AI agents.

Harsh Govil
Harsh Govil
Principal at Motive Ventures

“We’re using features like sentiment analysis and speaker distribution to enhance the development of our younger advisors. It’s given us powerful insights into how much time we’re dedicating to listening versus speaking, and whether we’re diving deep into the areas that matter most to our clients. It’s helped us cut through surface-level conversation and create more intentional, impactful client interactions.”

Elizabeth E. Jacques, , MSFP, CFP®, BFA™, CDFA®, ABFP℠
Elizabeth E. Jacques, , MSFP, CFP®, BFA™, CDFA®, ABFP℠
Harvest Wealth Group

Zocks has been one of the best tools that I've come across in almost 30 years in the business, and it has significantly changed the way I have been able to document meetings and keep track of details and take notes. This is an amazing, amazing tool, and I continue to be blown away by how the engine behind it does what it does. It's fascinating to me. and has already done a lot for us in my office.

Neal Watson
Neal Watson
Commonwealth Financial Services

With Zocks, I simply review and edit the generated email and send it off to the client. It is saving me significant time. In addition, meeting notes are easily dropped into our CRM. I have been needing something like this for a very long time!

Jason Odette
Jason Odette
Partner and IAT, Vitalstone Financial

When it comes to ease of use, integration, and ROI, you will NOT find a better piece of tech out there for an advisory practice. The best part is the Zocks team actively seeks feedback and continuously looks to improve the product for the end user.
Out of all the tools in our tech stack, Zocks is the one that I can’t praise enough.

Michael Kelly, CFA, CFP
Michael Kelly, CFA, CFP
Partner & Chief Investment Officer Reach Strategic Wealth

We have drastically cut down on data entry by the advisor. Prior to using Zocks, meeting notes, follow-ups, and recaps would take anywhere from 15-30 minutes. Now, when I leave a meeting, my assistant has everything she needs almost instantaneously. Depending on the number of meetings I have in a given week, I'm at least saving a couple of hours.

Michelle Kuehner
Michelle Kuehner
Personal Money Planning

Adding Zocks to our tech stack has revolutionized our meeting note-taking process, streamlining it to a few effortless steps. By automating the note-taking task, we can now devote our full attention to actively listening to our clients during meetings. This shift allows us to truly engage with our clients, understanding their needs and concerns more deeply.

Trevor Hodges
Trevor Hodges
Sax Wealth Advisors

Zocks has been a huge game-changer for our business. We are now free to really listen during meetings, instead of trying to take detailed notes. And the notes that Zocks prepares are so much better than anything that we created before!

Jennifer Odom
Jennifer Odom
Chastain Wealth Management

Zocks has been a game changer for our business. As a financial advisor, my job is to listen and guide the conversation. I love having Zocks so we can ensure that we never miss anything our clients say. On top of that, I love that we can have custom breakdowns, send automated emails, and that tasks are noted so my ops director can always ensure everything gets done. Implementing Zocks has been huge for my business.

Thomas Kopelman
Thomas Kopelman
AllStreet Wealth

"At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable."

Matt Hall
Matt Hall
Hill Investment Group

We had been looking for a long time for a technology solution that could improve our efficiency and give us more time to focus on our client's needs. With Zocks, we can do both. The technology efficiently captures the content of our meetings and summarizes our conversations automatically.

Frank Napolitano
Frank Napolitano
Sensible Financial

Zocks also integrates with a wider tech stack. It can read custodial data (client holdings and performance), pull from emails, and display sources for every data point. This makes it highly auditable and flexible for firms needing reliable data verification.

Bob Veres
Bob Veres
Bob Veres' Inside Information

We had 400 advisors up and running within about a month. They required almost no training. Zocks is incredibly intuitive. I've been working with integrating systems for 15 years. Zocks has been, by far, the most moldable platform to integrate.

Dani Fava
Dani Fava
Chief Strategy Officer, Carson Group

At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable.

Matt Hall
Matt Hall
Hill Investment Group

Zocks’ accurate transcription and note generation allow us to be more present for our client during meetings. The extensive data capture means we worry less about missing key client information and compliance.

Jay Cranford
Jay Cranford
Buff Your Finances

We invested in Zocks because they are not just an alternative in this space—they are the enterprise-ready leader that financial advisors and firms need. Zocks goes beyond a sleek UX, delivering broader intelligence and workflow automation across both client servicing and financial products. Mark and his team bring the ideal combination of experience and vision to transform wealth management with AI agents.

Harsh Govil
Harsh Govil
Principal at Motive Ventures

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You’ll have full access to the Zocks platform, with help from our team, to make sure you get the most out of your experience. Book a discussion  with our product experts to see how Zocks can be tailored to your practice’s needs.