AI-power financial workflows with compliance at the core - without recordings

Zocks is the only completely no-recording AI note-taker for financial advisors, capturing all details from in-person, virtual and phone meetings securely and compliantly.

Zocks ensures compliance is maintained with proper and complete documentation by automatically syncing accurate, complete client data across your CRM, meeting notes, emails, and all connected systems.

Able to capture and report on client consent on the use of AI, Zocks complies with the highest industry standards for AI controls.

Zocks supports Audio & Visual Compliance and Consent Notices, and can capture and report on client consent for use of AI for capturing notes from virtual, in-person, and phone conversations.

Personally Identifiable Information (PII) includes sensitive details like names, contact info, and financial data.

Zocks allows redaction of PII (Personally Identifiable Information) to automatically remove sensitive details from transcripts, with configurable categories. Redacted data won't be captured in summaries, forms and other places.

With Zocks, meetings results are always under the advisor’s control. All functions require Login and are contained within Zocks’ fully owned platform.

Zocks automatically drafts AI-generated emails, but never sends them to clients. Advisors are in full control of client communications, which they initiate and control.

Zocks supports archiving and supervision of transcripts and summaries on demand or on a scheduled basis, supporting Smarsh, Global Relay and other integrations.