The privacy-first AI platform for financial enterprises

Backed with funding of $19.5 million by Lightspeed, Motive Ventures, Global Founders Capital, and Ascend, Zocks is the trusted AI platform of leading financial firms like Osaic, Carson Group and RFG Advisory.

AI-Powered Client Servicing at Scale

Automate client workflows and gain deeper insights with enterprise-grade access controls, privacy, and compliance safeguards.

Insights and metrics beyond your wealth stack

Zocks builds intelligent client profiles by capturing, syncing, and enriching data from your CRM, meetings, emails, calendar, and connected platforms. Identify trends, track behavioral changes, and gain client- and enterprise-level insights  beyond the scope of your CRM and  wealth stack. Zocks also tracks platform usage, so you can ensure it drives real value and doesn’t become just another piece of shelfware.

AI-powered client profiles with enriched, structured data from meetings, CRM, financial planning system, and communications
Historical data tracking for segmentation, behavior, and conversion insights
Client-level insights on behavior, engagement, and client servicing  insights
Enterprise-level insights with workflow metrics and usage data reporting
Consent and compliance metrics

Enterprise hierarchy management

Zocks supports complex organizational structures with built-in hierarchy controls, making it simple to enforce and override firm-wide policies while supporting multi-entity operations.

Organizational Hierarchies with Parent-Child Relationships
On-demand user provisioning with automatic role, permission, and policy setup across organizations
Organizational settings, pricing  and billing inherited and enforced on Child Organizations
Centralized configuration for supervision, access, and reporting
Linked Accounts and Sub-Accounts with team management options
A diagram of a home office and advisory group.

Privacy, security, and data control in your hands

Zocks was built from the ground up as a privacy-first AI platform with enterprise-grade data security and controls at its core. Zocks’ fully own platform  ensures secure API management with full control over subprocessors.

HIPAA Compliant and SOC 2 Type 2 Certified
Secure login with SAML-based Single Sign-On (SSO)
Fully encrypted data while in transit and at rest
Advanced Data Retention Policies at the object level
Flexible, secure REST APIs for your CRM and wealth tools

Compliance from
the core

Zocks improves compliance without impeding productivity, delivering accurate, actionable data from meetings, improved documentation, and deeper client insights—all without recordings, keeping you in full control.

Note-taking without recording
Control client communications
Audit-ready documentation
Seamless archiving integrations
Consent tracking built-in
Structured compliance data
Consent status dashboard showing contact consent levels and email preferences

Advanced user roles
and team controls

Manage large teams effortlessly with granular access, flexible sharing mechanisms, and smart collaboration features for efficient teamwork, while Zocks ensures that sensitive data is available to authorized users only.

Flexible User Roles
Granular Permissions
Team-Based Sharing
Smart Collaboration
A user's login screen with a purple background.

Customization,
standardization and
extensibility

Standardize meetings, notes, forms, and workflows with enterprise-wide presets, while empowering advisors to personalize meeting outputs and communications to match their style and client needs. With deep configurability and extensibility across user roles, data, and integrations, Zocks adapts to complex organizational structures and enterprise needs.

Enterprise Presets
Advanced CRM Integration
Multi-Level Customization
Custom Wealth Stack Data Mapping
Advisor Personalization
Follow-up email interface with summary of meeting notes and contact details

Advanced, enterprise-ready integrations

Zocks seamlessly integrates with advisor-focused CRMs and your full tech stack, turning conversations into structured data and syncing client information across all connected systems. Supporting custom mapping and field-level updates, Zocks adapts to enterprise environments with even the most customized CRM setups.

CRM-ready: Salesforce, Redtail, Wealthbox and more
Custom CRM setups supported
eMoney integration
Two-way custom sync
Compliance-ready design
Client management dashboard with active user list and email addresses

Onboarding and support
tailored to your enterprise

We are here for your firm and advisors in every step of implementing and adopting AI. Whether you're onboarding a small team or deploying firm-wide, Zocks offers fast, hands-on support, with onboarding and support structures tailored to your enterprise.

Tailored onboarding and workflow setup
5-minute median support response time
Premium support via chat, email, and calls
Tiered support with training and escalation options
A screenshot of two screenshots of teams members.

How Zocks makes a difference

We had 400 advisors up and running within about a month. They required almost no training. Zocks is incredibly intuitive. I've been working with integrating systems for 15 years. Zocks has been, by far, the most moldable platform to integrate.

Dani Fava
Dani Fava
Chief Strategy Officer, Carson Group

Zocks also integrates with a wider tech stack. It can read custodial data (client holdings and performance), pull from emails, and display sources for every data point. This makes it highly auditable and flexible for firms needing reliable data verification.

Bob Veres
Bob Veres
Bob Veres' Inside Information

We are excited to include the AI-powered client intelligence and workflow automation platform offered by Zocks. The Zocks team’s expertise in securely capturing and analyzing client conversations is transforming how financial advisors and professionals better understand client needs, deliver more personalized service, and strengthen relationships.

Nick Gregory
Nick Gregory
Wealth Engineering Family of Companies

Zocks is a game changer. It’s like having a seasoned advisor in every meeting—capturing the details that make each client uniquely them, without pulling our team away from the human connection. It’s helping us serve clients more deeply, stay focused on what matters, and operate with a level of efficiency that’s hard to overstate.

Garrett German
Garrett German
Harvest Wealth Group

At AIC and AAS, we’re committed to being an innovative, forward-thinking partner for our advisors. Zocks has quickly proven its value by simplifying day-to-day operations and giving advisors more time to focus on client connections and building relationships. The results speak for themselves, and the platform aligns with the high standards we hold across our business.

Jeremy Robson
Jeremy Robson
Ameritas Investment Company and Ameritas Advisory Services

We had been looking for a long time for a technology solution that could improve our efficiency and give us more time to focus on our client's needs. With Zocks, we can do both. The technology efficiently captures the content of our meetings and summarizes our conversations automatically.

Frank Napolitano
Frank Napolitano
Sensible Financial

"As NorthRock continues to innovate in our client experience, we are always looking for ways to enable our teams to spend more time delivering personalized, proactive communication with clients. Zocks allows team members to focus on the client conversation vs. taking notes and enables us to deliver a more personalized experience in every future conversation. No details are missed! It’s also a win for our compliance teams who don’t have to worry about incomplete documentation."

Jared Lorts
Jared Lorts
NorthRock Partners

Zocks has been a game changer for our business. As a financial advisor, my job is to listen and guide the conversation. I love having Zocks so we can ensure that we never miss anything our clients say. On top of that, I love that we can have custom breakdowns, send automated emails, and that tasks are noted so my ops director can always ensure everything gets done. Implementing Zocks has been huge for my business.

Thomas Kopelman
Thomas Kopelman
AllStreet Wealth

"Zocks’ accurate transcription and note generation allow us to be more present for our client during meetings. The extensive data capture means we worry less about missing key client information and compliance."

Jay Cranford
Jay Cranford
Buff Your Finances

"At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable."

Matt Hall
Matt Hall
Hill Investment Group

“We invested in Zocks because they are not just an alternative in this space—they are the enterprise-ready leader that financial advisors and firms need. Zocks goes beyond a sleek UX, delivering broader intelligence and workflow automation across both client servicing and financial products. Mark and his team bring the ideal combination of experience and vision to transform wealth management with AI agents.”

Harsh Govil
Harsh Govil
Principal at Motive Ventures

We had 400 advisors up and running within about a month. They required almost no training. Zocks is incredibly intuitive. I've been working with integrating systems for 15 years. Zocks has been, by far, the most moldable platform to integrate.

Dani Fava
Dani Fava
Chief Strategy Officer, Carson Group

Zocks also integrates with a wider tech stack. It can read custodial data (client holdings and performance), pull from emails, and display sources for every data point. This makes it highly auditable and flexible for firms needing reliable data verification.

Bob Veres
Bob Veres
Bob Veres' Inside Information

We are excited to include the AI-powered client intelligence and workflow automation platform offered by Zocks. The Zocks team’s expertise in securely capturing and analyzing client conversations is transforming how financial advisors and professionals better understand client needs, deliver more personalized service, and strengthen relationships.

Nick Gregory
Nick Gregory
Wealth Engineering Family of Companies

Zocks is a game changer. It’s like having a seasoned advisor in every meeting—capturing the details that make each client uniquely them, without pulling our team away from the human connection. It’s helping us serve clients more deeply, stay focused on what matters, and operate with a level of efficiency that’s hard to overstate.

Garrett German
Garrett German
Harvest Wealth Group

At AIC and AAS, we’re committed to being an innovative, forward-thinking partner for our advisors. Zocks has quickly proven its value by simplifying day-to-day operations and giving advisors more time to focus on client connections and building relationships. The results speak for themselves, and the platform aligns with the high standards we hold across our business.

Jeremy Robson
Jeremy Robson
Ameritas Investment Company and Ameritas Advisory Services

We had been looking for a long time for a technology solution that could improve our efficiency and give us more time to focus on our client's needs. With Zocks, we can do both. The technology efficiently captures the content of our meetings and summarizes our conversations automatically.

Frank Napolitano
Frank Napolitano
Sensible Financial

"As NorthRock continues to innovate in our client experience, we are always looking for ways to enable our teams to spend more time delivering personalized, proactive communication with clients. Zocks allows team members to focus on the client conversation vs. taking notes and enables us to deliver a more personalized experience in every future conversation. No details are missed! It’s also a win for our compliance teams who don’t have to worry about incomplete documentation."

Jared Lorts
Jared Lorts
NorthRock Partners

Zocks has been a game changer for our business. As a financial advisor, my job is to listen and guide the conversation. I love having Zocks so we can ensure that we never miss anything our clients say. On top of that, I love that we can have custom breakdowns, send automated emails, and that tasks are noted so my ops director can always ensure everything gets done. Implementing Zocks has been huge for my business.

Thomas Kopelman
Thomas Kopelman
AllStreet Wealth

"Zocks’ accurate transcription and note generation allow us to be more present for our client during meetings. The extensive data capture means we worry less about missing key client information and compliance."

Jay Cranford
Jay Cranford
Buff Your Finances

"At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable."

Matt Hall
Matt Hall
Hill Investment Group

“We invested in Zocks because they are not just an alternative in this space—they are the enterprise-ready leader that financial advisors and firms need. Zocks goes beyond a sleek UX, delivering broader intelligence and workflow automation across both client servicing and financial products. Mark and his team bring the ideal combination of experience and vision to transform wealth management with AI agents.”

Harsh Govil
Harsh Govil
Principal at Motive Ventures

We had 400 advisors up and running within about a month. They required almost no training. Zocks is incredibly intuitive. I've been working with integrating systems for 15 years. Zocks has been, by far, the most moldable platform to integrate.

Dani Fava
Dani Fava
Chief Strategy Officer, Carson Group

Zocks also integrates with a wider tech stack. It can read custodial data (client holdings and performance), pull from emails, and display sources for every data point. This makes it highly auditable and flexible for firms needing reliable data verification.

Bob Veres
Bob Veres
Bob Veres' Inside Information

We are excited to include the AI-powered client intelligence and workflow automation platform offered by Zocks. The Zocks team’s expertise in securely capturing and analyzing client conversations is transforming how financial advisors and professionals better understand client needs, deliver more personalized service, and strengthen relationships.

Nick Gregory
Nick Gregory
Wealth Engineering Family of Companies

Zocks is a game changer. It’s like having a seasoned advisor in every meeting—capturing the details that make each client uniquely them, without pulling our team away from the human connection. It’s helping us serve clients more deeply, stay focused on what matters, and operate with a level of efficiency that’s hard to overstate.

Garrett German
Garrett German
Harvest Wealth Group

At AIC and AAS, we’re committed to being an innovative, forward-thinking partner for our advisors. Zocks has quickly proven its value by simplifying day-to-day operations and giving advisors more time to focus on client connections and building relationships. The results speak for themselves, and the platform aligns with the high standards we hold across our business.

Jeremy Robson
Jeremy Robson
Ameritas Investment Company and Ameritas Advisory Services

We had been looking for a long time for a technology solution that could improve our efficiency and give us more time to focus on our client's needs. With Zocks, we can do both. The technology efficiently captures the content of our meetings and summarizes our conversations automatically.

Frank Napolitano
Frank Napolitano
Sensible Financial

"As NorthRock continues to innovate in our client experience, we are always looking for ways to enable our teams to spend more time delivering personalized, proactive communication with clients. Zocks allows team members to focus on the client conversation vs. taking notes and enables us to deliver a more personalized experience in every future conversation. No details are missed! It’s also a win for our compliance teams who don’t have to worry about incomplete documentation."

Jared Lorts
Jared Lorts
NorthRock Partners

Zocks has been a game changer for our business. As a financial advisor, my job is to listen and guide the conversation. I love having Zocks so we can ensure that we never miss anything our clients say. On top of that, I love that we can have custom breakdowns, send automated emails, and that tasks are noted so my ops director can always ensure everything gets done. Implementing Zocks has been huge for my business.

Thomas Kopelman
Thomas Kopelman
AllStreet Wealth

"Zocks’ accurate transcription and note generation allow us to be more present for our client during meetings. The extensive data capture means we worry less about missing key client information and compliance."

Jay Cranford
Jay Cranford
Buff Your Finances

"At Hill Investment Group, we pride ourselves on leveraging technology to stay ahead of the competition. Zocks has been a game-changer for us! Its advanced AI note-taking capabilities streamline work, enhance decision-making, and provide us with deep insights that were previously unattainable."

Matt Hall
Matt Hall
Hill Investment Group

“We invested in Zocks because they are not just an alternative in this space—they are the enterprise-ready leader that financial advisors and firms need. Zocks goes beyond a sleek UX, delivering broader intelligence and workflow automation across both client servicing and financial products. Mark and his team bring the ideal combination of experience and vision to transform wealth management with AI agents.”

Harsh Govil
Harsh Govil
Principal at Motive Ventures

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