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WEbinar
AI Without the Risk: Compliance Best Practices for Financial Professionals
October
17
12:00 pm
ET
|
44:24
PRESENTED BY
Zocks
x
Watch the replay of our webinar to learn about best practices for implementing AI tools while staying compliant.
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
What You'll See
- How to ensure data security when client information moves to the cloud
- The “human in the loop” requirements for books and records
- When and how to disclose AI usage in marketing materials
- Maintaining fiduciary responsibility when AI assists with recommendations
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
WEbinar
AI Without the Risk: Compliance Best Practices for Financial Professionals
October
17
12:00 pm
PRESENTED BY
Zocks
x
Watch the replay of our webinar to learn about best practices for implementing AI tools while staying compliant.
Speakers
Mark Gilbert
Co-Founder & CEO, Zocks
What You'll See:
- How to ensure data security when client information moves to the cloud
- The “human in the loop” requirements for books and records
- When and how to disclose AI usage in marketing materials
- Maintaining fiduciary responsibility when AI assists with recommendations
WEbinar
AI Without the Risk: Compliance Best Practices for Financial Professionals
44:24
Watch Replay
Watch the replay of our webinar to learn about best practices for implementing AI tools while staying compliant.
What You'll See
- How to ensure data security when client information moves to the cloud
- The “human in the loop” requirements for books and records
- When and how to disclose AI usage in marketing materials
- Maintaining fiduciary responsibility when AI assists with recommendations
PRESENTED BY
Zocks
x
Speakers
Mark Gilbert
Co-Founder & CEO, Zocks